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OSC employees will probably be Chatting with Sahara Senior Products and services users about fraud prevention, working with an advisor and the way to make extra educated fiscal conclusions.

Understand the purpose of the RAQ, personnel’s expectations for completing the RAQ and make the completion process more practical and efficient in your agency.

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Compliance team or people who evaluation promoting resources or other consumer conversation files.

A multi-faceted initiative, OSC workers are travelling to communities throughout Ontario to each supply Trader seminars on fraud prevention even though also Conference with local business, govt officers, law enforcement and other Neighborhood companies which happen to be impacted because of the province's securities regulation.

Staff will explore important troubles and customary glitches connected to the calculation and submitting from the participation costs. There'll also be dialogue in the results from your 2013 desk review of participation costs calculations plus a dialogue over the proposed changes to OSC Rule 13-502 Expenses.

OSC will probably be Talking to associates of Pak Pioneers Community Group that can help them lean how to acknowledge and defend them selves from expense fraud and know wherever to locate impartial monetary information and facts.

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The OSC's Investor Office “teletownhall” outreach and consultation format allows us to succeed in and join with Many Ontarians at a time.

A multi-faceted initiative, OSC staff are travelling to communities throughout Ontario to both of those provide investor seminars on fraud avoidance even though also Assembly with area organization, government officers, law enforcement and other Local community organizations which are impacted because of the province's securities regulation.

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Registration is free and is initially come, very first content served. Make sure you note that as a result of Place constraints, and efforts to ensure representation from across the Group, Only one registrant per organization is going to be invited to attend this session. We'll confirm attendance by using confirmation e-mail by January 12, 2018.

Realize the problems which have been special to IFMs Get an consciousness of OSC initiatives that impact IFM functions Hear about common deficiencies identified throughout compliance assessments and connected best tactics have a peek at this website Presentation elements:

5 Easy Facts About Adelaide Best Free Website Seo Audit Described

Team through the portfolio manager team will go over crucial challenges relating to advisers and also the associated regulatory worries. There'll also be discussion of common adviser deficiencies observed throughout compliance assessments and ongoing OSC initiatives that impact advisers.

Save the day for this annual OSC event that provides alongside one another hundreds of current market contributors on issues and traits resource dealing with the capital marketplaces.

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The OSC's Investor Place of work recently launched a completely new “teletownhall” outreach and session structure that permits us to achieve and link with Many Ontarians at a time.

OSC personnel will probably be Talking to associates on the Fairview Seniors Local community about fraud prevention and the way to make much more educated economic selections.

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